Privacy Policy for Integrity Alliance, LLC (doing business as Integrity Wealth)
Last Updated: January 2025
Integrity Alliance, LLC (referred to as “Integrity Wealth” for marketing purposes), offers securities and investment advisory services as a Member of SIPC. This Privacy Policy outlines how Integrity Alliance, LLC, collects, uses, and protects your nonpublic personal information. Federal law gives clients the right to limit some, but not all, sharing of personal information. Integrity Alliance, LLC does not share or disclose customer information to nonaffiliated third parties except as permitted or required by law.
Our Commitment to Your Privacy
Integrity Wealth is committed to safeguarding the confidential information of its clients. All personal information provided by clients is held in the strictest confidence, and it is our objective to protect the privacy of all clients. Except as permitted or required by law, we do not share confidential information about clients with nonaffiliated parties. If there are changes to this policy, we will notify clients in writing and provide an opportunity to direct us as to whether such disclosure is permissible.
Why We Collect and How We Use Information
To conduct our business, Integrity Wealth collects personal information from sources such as:
- Information provided by clients on applications or other forms (e.g., name, address, social security number, assets, etc.)
- Information about client transactions with the firm or others
- Information developed as part of financial plans, analyses, or investment advisory services
This information is used to administer, manage, and service client accounts and to provide related services. Information may be shared internally or with nonaffiliated companies under agreements to perform services on our behalf, such as custodians or other service providers.
Sharing Information as Permitted by Law
We do not disclose nonpublic personal information about our clients or former clients to anyone, except as permitted by law. Information may be shared in specific circumstances, such as:
- To government entities or in response to subpoenas
- With custodians for account administration
- At a client’s request or direction
As a Member of SIPC, Integrity Alliance, LLC complies with regulations designed to protect customer accounts. For more information about SIPC protection, please visit https://www.sipc.org/
If we change our policy to allow sharing nonpublic personal information in ways not covered under applicable law, we will notify you in advance and provide you with an opportunity to opt out.
How We Protect Your Information
Integrity Wealth maintains a comprehensive information security program to ensure the confidentiality of client information, protect against potential threats, and prevent unauthorized access. Our security measures include:
- Administrative, technical, and physical safeguards
- Policies governing the processing, storage, and disposal of confidential information
- Access controls limiting customer information to employees who need it to provide services
Children’s Privacy
Our website is not directed to individuals under the age of 18. We do not knowingly collect or retain information from children without parental or guardian consent. If you believe we have inadvertently collected such information, please contact us at jbeyer@brokersifs.com or (203) 278-7727, and we will address the issue promptly.
Former Clients
Even if you are no longer a client, our Privacy Policy will continue to apply to your nonpublic information, which will be treated with strict confidentiality.
Residents of Connecticut
Integrity Wealth complies with Connecticut state regulations regarding data privacy and security. For questions or to exercise your privacy rights, contact James Beyer at jbeyer@brokersifs.com or (203) 278-7727.
Residents of Massachusetts
Integrity Wealth complies with Massachusetts' Standards for the Protection of Personal Information of Residents of the Commonwealth (201 CMR 17.00). This includes maintaining a comprehensive written information security program designed to safeguard the personal information of Massachusetts residents.
If you are a resident of Massachusetts and have questions about how your personal information is handled, you may contact James Beyer at jbeyer@brokersifs.com or (203) 278-7727.
Cookie Policy
Our website uses cookies and similar tracking technologies to enhance your browsing experience, analyze website performance, and for other operational purposes. Cookies are small data files stored on your device when you visit our website. These cookies help us improve the functionality of our website and understand how visitors use our services.
Types of Cookies We Use:
- Necessary Cookies: Essential for the website to function properly, such as enabling basic navigation.
- Performance Cookies: Collect information about how visitors interact with our website to help us improve user experience.
- Functional Cookies: Enable the website to remember your preferences for a personalized experience.
Your Choices:
You can control and manage cookies through your browser settings. Most browsers allow you to view, manage, delete, and block cookies for a website. Please note that blocking some cookies may affect the functionality of our website.
Third-Party Cookies:
We may use third-party cookies, such as those from analytics providers, to help us understand website traffic and usage patterns. These third parties may collect information about your online activities over time and across different websites.
If you have questions about how we use cookies or wish to manage your preferences, please contact us at jbeyer@brokersifs.com or (203) 278-7727.
Changes to This Policy
We may occasionally amend this Privacy Policy. If changes occur, we will notify clients by updating this page with a new "Last Updated" date.
Questions or Concerns
For any questions regarding this Privacy Policy, please contact:
James Beyer
Financial Advisor and Owner, Integrity Wealth
Phone: (203) 278-7727
Email: jbeyer@brokersifs.com
